Regulatory and Conduct Risk Planner

Southampton / London
Excellent + benefits
01 Mar 2018
18 Mar 2018
Contract Type
Full Time

Old Mutual Wealth is a leading investment business in the UK and internationally with over £100bn in investments for over 1 million customers. We aim to help people who want to make a positive change for themselves, those close to them and the society they live in by helping them secure their financial future. 

The primary purpose of this role is to manage the delivery of regulatory and conduct risk analysis, planning and reporting activities on behalf of the Regulatory and Conduct Risk team, together with being the team subject matter expert on regulatory technological applications, identifying how these might be used to develop the team’s operating model.

The successful candidate will preferably be a graduate with numerate, business related or analytical based degree and/or relevant professional qualification. The individual will report to the Head of Regulatory Assurance and Planning and be able to comply with escalation policy and logging procedures.

If you have a broad knowledge of Compliance/Regulatory/Legislative, Risk and Governance requirements, then click the 'Apply' button to find out more about the role and apply today.

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