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Operational Risk Manager - Wealth/Investment Management

Employer
Clifton Governance
Location
London
Salary
To £75,000 plus bonus, pension , PMI and flexi-bens.
Closing date
19 Aug 2019
Reference
Ref: 32169

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Employer Sector
Banking & Finance - Investment, Fund Management
Contract Type
Permanent
Hours
Full Time
Travel
0-25% Travel
Job Type
Risk Management
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Job Details

This diversified, AA-rated, listed Financial Services group has operations around the World and continues to grow through frequent acquisitions. With a genuine passion for delivering a highly personalised service, the UK business includes a leading provider of wealth management and investment management services to diverse client base with c£9bn of AUM.

Reporting to the Head of Risk as part of a collaborative and proactive risk team, this high profile role will require you to take lead responsibility for the embedding and development of an effective ERM framework across the wealth management and investment management businesses in the UK. 

Your key responsibilities will include:

  • The identification and assessment of risks and controls to ensure key risks are mitigated in accordance with regulatory compliance requirements and group risk appetite
  • The management of all risk reporting – including risk incidents and ensuring corrective actions are put in place to address root causes
  • Key input into the Group’s regulatory reporting requirements such as ICAAP and ORSA
  • Ensuring adherence to outsourcing/third-party risk oversight frameworks and that those frameworks are in line with FCA requirements and industry best practice

As the ideal candidate you will:

  • Have demonstrable 2nd LOD/ERM experience within the wealth and/or asset management sectors
  • Have a solid understanding of UK regulatory risk management requirements – particularly FCA, PRA and Solvency II (experience of CASS requirements is also advantageous)
  • Ideally have experience of outsourcing/third-party risk management
  • Have strong communication skills and the confidence and gravitas to challenge and influence a wide range of stakeholders
  • Demonstrate strong relationship development and management skills, and be able to work collaboratively cross various functions regardless of seniority
  • Be able to multi-task, prioritise and deliver outcomes in a timely manner

In return this opportunity offers a salary of up to £75,000 plus bonus, pension , PMI and flexi-bens. PLEASE NOTE: You MUST have eligibility to work within the UK without the need for sponsorship to be considered for this opportunity.

Ref: 32169

Company

Clifton Governance is a specialist search and selection recruitment business in the Governance market place. It is part of Clifton Search, a niche, boutique firm that focuses on the corporate governance and legal functions from mid to senior level across all industry sectors.

The leadership team has over 35 years of recruitment experience and as experienced recruiters with a proven track record; we have a genuine passion for delivering a professional, honest and quality service to all stakeholders within the recruitment process. We operate out of offices in Bristol and London but recruit right across the UK, Europe and Worldwide.

Clifton Governance primarily recruits in the following functional areas:

  • Internal Audit

  • IT Audit

  • Operational Risk

  • Fraud

  • Compliance

  • Information Security

Our recruiters are all experienced and have an extensive network in their chosen markets meaning we understand your specialist experience and aspirations and can give you an honest appraisal of the best opportunities for you.

Unlike a lot of recruiters, we look to form long term relationships with the people in our network irrespective of whether you are active in the market or perfectly happy in your current situation. We recognise that most of us are somewhere on a spectrum from “I want a new opportunity now” to “I am really happy with my career at the moment but always maintain a keen eye on my long term plan”. We tailor our engagement with you accordingly and ensure that we are always working to your agenda – not to ours. In this way we ensure that any opportunities that we do recommend are targeted to your situation and aspirations. We commit to being honest and impartial and to offer our best advice based on our experience.

When you do decide to explore an opportunity that we have recommended, rather than simply send you a job spec, we will provide you with the full background to opportunity, insight as to what the client is looking for, guidance on your application and your recruitment process. We will manage your recruitment process to ensure you have the best chance of securing the outcome that you want including taking care of some of the more tricky aspects of negotiating your offer.

Whatever your current situation, we look forward to working with you.

Company info
Telephone
020 7203 8361
Location
1st Floor, Holborn Gate
330 High Holborn
 London
WC1V 7QT
GB
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