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CASS Risk and Assurance Specialist

Employer
Audit and Risk Recruitment
Location
London
Salary
£600 - £1000 Outside IR35 (depending on experience)
Closing date
31 Dec 2022
Reference
WTCASS

View more

Employer Sector
Fund Management, Financial Services
Contract Type
Contract
Hours
Full Time
Travel
None
Job Type
Risk Management, Risk Assurance

Job Details

The Audit and Risk Recruitment Company (ARRC)* has been mandated by our client, a growing wealth management business, in their search for a CASS Risk specialist to cover all aspects of CASS reviews (including identifying key risks and controls) working across the operational landscape of the business, as the business prepares for a companywide Risk Controls Assessment and implementation of a brand-new Risk and Compliance tool.

This is initially a daily rate 6-month contract outside IR35, and hybrid working is on offer with 3 days a week required in the office in Central London (West End), with potential to go permanent for the right applicant.

This position will suit a risk or CASS professional with a background and understanding in identifying risk and controls and track record of delivering CASS reports.

Job responsibilities

  • Process map (flowchart) GPP’s key operating processes using Visio
  • Full documentation reviews across all business landscapes including operational risk assessments
  • Working with process owners (stakeholders) to achieve required sign off.
  • Completing complementary CASS Risk & Control framework
  • In due course, obtain sign off from business managers and risk owners on the RCSAs and CASS Risk and Control Framework
  • Producing CASS Resolution Packs and providing annual confirmations to your boards that these are up to date
  • Ensuring adequate systems and controls are in place to allow compliance to review appropriately
  • Assist in training the Risk Analysts in operational risk assessment and documentation.

Background Requirements:

  • Experience of working for an FCA regulated investment business
  • Significant experience of delivering CASS reviews and ensuring submissions of accurate CMARs
  • CASS Assurance/audit experience is beneficial for this position
  • Significant risk and documentation review experience
  • Previously been involved in flowcharting, RCSAs
  • The ability to walkthrough and analyze key business processes and identify associated risks and controls and document their conclusions using the methodology adopted.
  • Good/advanced knowledge of Excel and Visio or similar software packages.
  • The ability to identify issues, propose solutions and follow up their implementation. Appropriate attention to detail and a willingness to ‘roll up one’s sleeves’ and prepare reports, spreadsheets.

**The Audit and Risk Recruitment Company - Experts in Audit and Risk**

Company

Audit and Risk Recruitment specialises in the recruitment and assessment of audit, IT audit, compliance and risk professionals across Professional Services, Industry and Commerce and Financial Services.

Established by leading industry consultants with over 20 years’ experience, we have successfully placed ‘000’s of audit, IT audit, compliance and risk professionals into over 300 companies across the UK, Europe, APAC and North America.

Alongside our two sister brands, Tax & Treasury Recruitment and Sustainability Recruitment we are a part of Platform 1 Recruitment Group Ltd.

Company info
Telephone
0203 626 0500
Location
Paddington
London
GB

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