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Senior Regulatory Compliance Executive

Employer
Deriv
Location
London, United Kingdom (Hybrid)
Salary
Competitive + bonus + benefits
Closing date
7 Apr 2024

Job Details

As a Senior Regulatory Compliance Executive at Deriv, you’ll be at the forefront of our compliance efforts. You’ll join a dedicated regulatory team in the Group’s compliance department, which looks after multiple aspects related to financial and banking regulation. Your particular focus will be on investment services regulation surrounding CFDs. In a dynamic environment with growing regulatory challenges, product and process innovations, you’ll be an essential part of business units, identifying relevant regulatory changes in time and initiating necessary measures to accommodate them.

Furthermore, your role will entail the identification of emerging compliance trends and evaluating the need for enhanced compliance engagement in specific areas. Your task will involve effectively managing risks associated with non-compliance. Ready to take the lead and shape our compliance future at Deriv? Join us!

(Note: While this role operates within the compliance department, your responsibilities do not encompass anti-money laundering (AML)-related tasks.)

Your responsibilities

  • Monitor regulatory developments at the international, EU, and countries where the Group companies operate or plan to operate.
  • Analyse new regulatory requirements with a particular focus on investment services regulation.
  • Create, maintain, and implement compliance-related policies, conduct internal compliance reviews, and perform legislative gap analysis.
  • Execute the compliance monitoring programmes in a timely manner.
  • Support the implementation and monitoring of internal controls to ensure compliance with regulatory requirements and facilitate internal and external audits.
  • Prepare management presentations and communication on regulatory developments and potential challenges to management and affected business areas.
  • Submit regulatory reports mainly related to CRS, FATCA, MiFIR, and EMIR.
  • Collaborate in reviewing and assessing compliance business risk assessments.
  • Perform general administrative duties and any other duties and responsibilities as required ancillary to the role.

What you have

  • 5+ years of experience in regulatory compliance, audit, or risk function
  • Undergraduate degree in legal, compliance, or related fields
  • Knowledge of investment services regulations
  • Strong interpersonal skills and the capability to work with all levels of personnel with a high degree of integrity and maturity
  • Ability to manage multiple projects with tight deadlines
  • Excellent spoken and written English communication skills

What’s good to have

  • Work experience in a fintech organisation
  • Experience in European regulatory compliance projects

Benefits

  • Competitive salary
  • Hybrid working environment
  • Annual performance bonus
  • Health benefits include private medical insurance, death service benefits, health screening, dental, and vision allowance
  • Training and educational resources
  • Quarterly appraisal and well-defined career/learning paths
  • A chance to work with top talent from across the globe (70+ nationalities)
  • A Great Place to Work (GPTW) and IIP Platinum-certified workplace

Company

Deriv, an award-winning online trading platform, serves over 2.5 million customers globally. We make trading accessible to anyone, anywhere. Our global team of 1300+ across 20 locations in 16 countries earn accreditations such as Great Place to Work*, Best Workplace for Women**, and Investors in People Gold.

* Cyprus, France, Jordan, Malaysia, Malta, Paraguay, Rwanda, UAE and the UK | ** Paraguay & UAE

Innovation drives Deriv's 24-year success story with our culture and talent winning top workplace honors worldwide. We believe inspired teams deliver superior customer experiences. Our people-first approach provides opportunities for accelerated learning, career development, and fun at work.

Our core values of integrity, customer focus, teamwork, and competence guide everything we do. We serve customers fairly and transparently. We collaborate and innovate to deliver an exceptional trading platform. And we nurture curious, ethical professionals.

If you want to redefine the future of accessible online trading, join our award-winning team. Let's transform financial markets together.

Company info
Telephone
0118 4693106
Location
Deriv Technologies Limited
1st Floor, 68 - 72 Leonard Street
London
EC2A 4QX
United Kingdom

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